Thinking

Publication

Money Covered: The Week That Was - 31 January 2025

Topic: Professional and Financial Risks 31.01.2025 Read more
Blog

Navigating PRA's data request for crypto-asset exposure

Topic: Insurance and Reinsurance 29.01.2025 Read more
Blog

Regulators support government growth objective and aim to reduce regulatory burden

Topic: Regulatory updates 27.01.2025 Read more
Blog

FCA consults on new reporting obligations for (i) incidents and (ii) third party arrangements

Topic: Regulatory updates 16.01.2025 Read more
Signpost pointing in different directions
Publication

Money Covered: The Week That Was – 10 January 2025

Topic: Professional and Financial Risks 10.01.2025 Read more
Blog

FOS complaints on the rise – is enough being done?

Topic: Insurance and Reinsurance 07.01.2025 Read more
Blog

Privacy developments – looking back and looking forward

Topic: Data and privacy 19.12.2024 Read more
Publication

Money Covered: The Week That Was – 22 November 2024

Topic: Professional and Financial Risks

Published by Rachael Healey, Partner and more.

Welcome to The Week That Was, a round-up of key events in the financial services sector over the last seven days.

22.11.2024 Read more
Blog

Digital operational resilience: the UK regulatory landscape

Topic: Data and privacy 15.11.2024 Read more
Blog

SIPP providers – What's next?

Topic: Financial Services Regulatory and Risk

Published by Thomas Spratley, Associate and more.

Last week the FCA issued a Dear CEO letter to SIPP operators. The letter is one of many the FCA has sent as follow-ups on the consumer duty (including the most recent letters to lifetime mortgage providers) and is a must read for those in the SIPP sector. The letter highlights the FCA's focus areas of ensuring redress is paid (where the FCA does not consider sufficient progress has been made), "outlier firms" when it comes to holdings in non-standard assets, and implementation of the consumer duty, particularly around distribution strategies/identifying target markets.

13.11.2024 Read more

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